Wealth Management
Certification – Basic
Designed for entry-level roles in the wealth management and financial advisory business – build a strong foundation of investment concepts and products, goal-based financial planning and asset allocation.
About the Certification
The Wealth Management Certification – Basic is designed for entry-level roles in the wealth management and financial advisory business. The objective of the certification is to develop a strong foundation of investment concepts and products and understand the process of goal-based financial planning and asset allocation.
The course has a well-rounded curriculum that covers broking, investment, insurance and leverage products and processes. Graduates can continue on to the Wealth Management – Advance certification.
Target Audience
- Those starting their career in wealth management or financial planning.
- Those seeking cross-over or career progression into multi-product advisory.
- Those setting up or working for an independent financial advisory business.
- Investors seeking to manage their personal finances.
Certification and Exam Details
Multiple choice questions based on concepts and applications. Certificate validity is 3 years from the date of activation.
Course Contents
- Return on Investments
- Risk in Investments
- Asset Classes and Diversification
- Financial Planning
- Principles of Portfolio Construction
- Portfolio Rebalancing
- Investment Strategies for Wealth Creation
- Introduction to Indian Financial Markets
- Basics of Equity
- Primary Markets
- Secondary Markets
- Fundamental Analysis
- Financial Ratios
- Valuation Ratios and Multiples
- Technical Analysis
- Market Indicators
- Equity Analysis and Valuation
- Debt Markets and Instruments
- Valuation of Bonds
- Derivative Markets and Instruments
- Mutual Fund Product Matrix
- Equity Funds
- Basics of Debt Funds
- Hybrid Funds
- Other Type of Funds
- Mutual Fund Information and Analysis
- Product Comparison
- Positioning Debt Funds
- Equity Funds Positioning
- Positioning of Hybrid Funds
- Financial Transactions and Applicable NAV
- Mutual Fund Folio Operations
- Systematic Transactions
- Insurance Concepts
- Life Insurance Products
- General Insurance (Non-Life Insurance)
- Basics of Banking
- Liability Products
- Asset Products
- Negotiable Instruments
- Payment Methods
- Cash Management
- Banking Channels
- Account Operations
- Control Policies and Compliance
- Retirement Planning
- Retirement Products
- Government Savings Scheme
- Deposits and Structured Products
- Leverage in Personal Finance
- Loan Process
- Loans against Assets
- Regulatory Environment in India
- Income Tax Principles
- Investor Acquisition and Folio
- Payment Instruments
- Special Investor Categories
- Non-Financial Transactions
- Mutual Fund Taxation
- KYD, Code of Conduct and Ethics
Elements & Fees
- Functional Diagnostic Assessment
- Course Delivery: Online (Self-Study) and Trainer-Led Live Session only for Group Training
- Course Duration: Recommended 40–45 Learning Hours
- e-Workbook covering the complete curriculum in detail
- Case study quizzes
- Final Supervised Online Exam
Inclusive of exam fees. Exam re-attempt fee – ₹750 plus applicable taxes.
Register NowCandidates who fulfil all the learning requirements for the course and clear the final examination will be issued the Wealth Management – Basic Certificate.
Wealth Management Certification Renewal
Revalidation of certification by appearing for the WMB exam again. The certificate is valid for 3 years from the date of activation.
Register for WM – Basic
₹8,500 + GST · inclusive of exam fees
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